Banking & Capital Markets
Banking & Capital Markets
Kevin Schalk
CPA
Principal
Mark J. Boettcher
CPA, CISA, CBCP
Principal
Ivan Cilik
CPA
Principal
Tanya M. Thomas
CPA, CGMA
Principal
Nirav Badani
CPA
Principal
Nicole E. Bielick
CPA
Principal
Adam Bullock
CPA
Principal
Joe Donnelly
CPA
Principal
Michelle Doyle
Principal
Ashley Farrell
CPA, CFE, CFF
Director
Mark Herzinger
Principal
Matt J. Nitka
CPA
Principal
Jim McCracken
Director
Bridget Quinn
CPA
Principal
John Runte
Principal
Phil Schmoyer
CFE, CISA, AES, CSM
Principal
Christopher J. Tait
MBA, CISA, CCSK, CFSA
Principal
We will be your guide.
The banking and capital markets industry has always operated in a demanding, often volatile environment. Financial institutions are facing new obstacles every day – fluctuating interest rates, financial crimes, compliance requirements – and need capital markets advisory to help in navigating industry challenges. Our team specializes in all aspects of the financial services industry and has the skills necessary to help banks face these challenges head on. Your business is our business – start your journey now, for tomorrow.
Go beyond boundaries
For years, our clients have relied on Baker Tilly’s independent and objective accounting, tax and advisory services to break down barriers within the financial services industry. By managing capital and liquidity, leveraging new technologies and improving processes, we can help build a better tomorrow for your organization.
- Internal audit and risk services
- Digital optimization
- Strategic tax
- Specialty finance
- Technology and cybersecurity
- Regulatory compliance
- Business consulting
- Transaction services
Digital optimization
- Data and analytics
- Intelligent automation
- Application development
- Cloud technologies
- Managed services
Specialty finance
- Accounting for purchased credit impaired loans
- Securitization due diligence
- Cash-flow modeling
- Lease accounting
- Reg AB and other servicing compliance
Technology and cybersecurity
- Cybersecurity risk assessments
- Vulnerability and penetration testing
- Privacy compliance assessments, including the California Consumer Privacy Act (CCPA) and the General Data Protection Regulation (GDPR)
- Security compliance assessments, including Health Insurance Portability and Accountability Act (HIPAA), the New York State Department of Financial Services (NYS DFS) and the National Institute of Standards and Technology (NIST)
- System and Organization Controls (SOC ) reporting, including SOC 1®, SOC 2®, SOC 3®, and SOC of Cybersecurity
Regulatory compliance
- Consumer Financial Protection Bureau (CFPB) and other consumer compliance
- Financial crime solutions: Anti-Money Laundering (AML)/Bank Secrecy Act (BSA)/Office of Foreign Assets Control (OFAC)/Unfair, Deceptive and Abusive Acts and Practices (UDAAP)/US Patriot Act
- Foreign Corrupt Practices Act (FCPA)
- Fair lending
- Model validation including CECL
- Compliance+
- Mortgage Center of Excellence
Business consulting
Value beyond compliance
Like all financial institutions, your organization has no choice but to comply with an endless stream of industry regulations. Baker Tilly assists with combining requirements and services into one effective scope of work – streamlining processes along the way and enhancing value for your company.
Case studies
Mitigate risk
Risk often leads to financial loss, which can seriously affect the longevity and success of your organization. Because the financial services industry is so complex and ever-changing, it is important to stay on top of anything that might potentially have a negative impact on your business. By identifying potential risks and performing due diligence you can increase value and stay ahead of the curve.
Go beyond boundaries With Baker Tilly leading the way, there are no limits to what you can achieve.
Our services
Digital Solutions
Foster the future through a continuous culture of innovation.
Cybersecurity
Proactively protect and address your cybersecurity and information technology (IT) risks.
Transaction Advisory Services
Baker Tilly’s transaction advisory services team provides straightforward advice to clients on every critical business decision before, during and after a transaction.
Data Solutions
Capturing, understanding and leveraging the data that matters most and bringing it into focus is no trivial matter. Rely on our experience to drive your business forward.
Forensic Accounting
When critical situations arise, organizations count on Baker Tilly to deliver accurate and reliable financial analysis to help forge a path forward.
Related industries
Community Banks
Faced with changing regulatory requirements, intense technology disruption and an accelerated M&A environment, community banks need specialized financial and operational solutions tailored to their size.
Consumer Lending
Baker Tilly lending industry professionals collaborate with mortgage, student loan, automotive and other lending organizations to enhance analytics and process governance.
Credit Unions
Baker Tilly financial institutions practice leaders work with credit unions to help them enhance member experience, deliver on their mission and grow their institution.
Financial Services
The financial services industry continues to diversify, but competition and more complex vendor relationships make determining business strategy more complicated.
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