Asset Management
Be efficient, compliant and transformative with the right operational strategies for your goals, and the right asset management industry advisors to help get you there.
Asset Management
John Basile
CPA
Principal
Daniel I. Altschul
CPA
Principal
Nirav Badani
CPA
Principal
Adam Bullock
CPA
Principal
Lori Catapano
CPA
Principal
John Heyde
CPA
Principal
Scott L. Jackson
CPA
Director
Les Kulin
LL.M., J.D.
Principal
Lauri Webster
CPA
Managing Director
Talk with professionals who know the full breadth of the asset management industry: from hedge funds to real estate investors, from private equity to broker dealers, from family office to pension funds. Your operational needs continue to expand as you grow. Keep your focus on the core of your growth and let our advisors help you with
asset management solutions, including cybersecurity and internal accounting (outsourced accounting services) practices.
Get to know our services
Have confidence in our ability to assist your organization in attaining your goals because of our experience providing solutions for business needs.
- Grow your business
- Gain assurance
- Optimize resources
- Manage risk and compliance
Grow your business
- Buy-side and sell-side advisory
- CFO advisory services
- Cost segregation studies
- Fund formation and structuring
- Merger and acquisition tax structuring
- Strategic advisory
- Transaction accounting assistance
- Transaction due diligence
- Transaction structuring and capital formation
- Valuations
Gain assurance
- Audits, reviews and compilations of financial statements, private equity funds and portfolio companies
- Audits of onshore and offshore funds
- Employee benefit plan audits
- Engagements for agreed upon procedures, including asset verification
- Fund document review
- GIPS® verifications
- Investor liquidity requirements
- Management company operating cash requirements
- Management fee and incentive allocation structure
- Operational and compliance attestation
- Partner tax allocations
- Preparation of fund, management company, general partner and principals tax returns, and K1s
- REIT quarterly and annual testing
- Securities and Exchange Commission (SEC) filings
- SOC 1, SOC 2 and SOC 3 reporting services
- Sarbanes-Oxley (SOX) compliance
Optimize resources
- Book and tax partner capital accounts reporting and allocations
- Data analytics and business intelligence
- Estate planning
- Federal, multistate and local tax planning and compliance
- HR consulting and benefits administration
- Management company staff requirements and back office structuring
- Outsourced accounting services
- Robotic process automation (RPA)
- Vendor management services
Manage risk and compliance
- Advising on regulatory issues
- Assessments of internal controls
- Complex commercial dispute support
- Cyber policy and program development
- Cybersecurity risk assessment
- Data privacy regulations readiness and implementation
- Enterprise risk management (ERM)
- Fraud and forensics
- Internal audit co-sourcing and outsourcing
- NYS DFS cyber readiness and compliance
- Representation with taxing authorities
- Sarbanes-Oxley Section 404 assistance
- SEC surprise custody examinations
- Third party data center reviews
Who we serve
You need to build investor confidence, comply with regulations and deliver performance. Rely on your Baker Tilly team for their deep knowledge gained by serving:
- Broker-dealers
- Family office/high net worth family owners
- Funds of funds
- General partnerships and their principals
- Health and welfare funds
- Hedge funds
- Institutional investors
- Management companies
- Pension funds
- Private equity firms and funds
- Real estate investment funds and holding companies
- Real estate investment trusts (REITs)
- Registered investment advisors (RIAs)
- Securities exchanges
- Venture capital firms
On a scale of 1-10, I would give a 15. I always recommend Baker Tilly to our joint venture partners.Vice president of private equity firm
Have confidence in our ability to assist your organization in attaining your goals because of our experience providing solutions for business needs.
Related industries
Private Equity & Portfolio Companies
From private equity firms and their portfolio companies to family office, Baker Tilly leverages industry knowledge and operational experience to offer clients value from the fund level down through the entire portfolio.
Family Office
Baker Tilly’s family office professionals combine expertise with forward-thinking strategy, to enhance and protect your evolving legacy.
Financial Services
The financial services industry continues to diversify, but competition and more complex vendor relationships make determining business strategy more complicated.
By the numbers
3,000 entities
Nearly 3,000 asset management entities served
High on my list of prerequisites for any professional relationship are competency, flexibility and request response time. You have consistently delivered in all three categories.Wealth management firm client
Our clients
Our services
Transaction Advisory Services
Baker Tilly’s transaction advisory services team provides straightforward advice to clients on every critical business decision before, during and after a transaction.
Cybersecurity
Proactively protect and address your cybersecurity and information technology (IT) risks.
Internal Audit
Leverage industry-specialized internal audit services for organizational success.
Forensic Accounting
When critical situations arise, organizations count on Baker Tilly to deliver accurate and reliable financial analysis to help forge a path forward.
Tax
Contributing to clients’ success by accelerating tax deductions, increasing tax credits, reducing cash taxes and mitigating risks
Good people, good communicators and balanced in their approach.Private equity fund client
Case studies
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